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 1999-2000 Faculty Assembly Diversity Committee Report

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Subcommittee on Diversity Initiatives Report Card on Racial/Ethnic Diversity for the College of Liberal Arts at the University of Iowa 1999-2000

Faculty Assembly Subcommittee on Diversity Initiatives

  • Audrey Qualls (Chair), Associate Professor, Education
  • Margaret Bass, Assistant Professor, English
  • Anne Donadey, Assistant Professor, Comp. Lit. & Women's Studies
  • Luis Gonzalez, Associate Professor, Geology
  • Kim Marra, Associate Professor, Theatre Arts

Introduction

The College of Liberal Arts Faculty Assembly Subcommittee on Diversity Initiatives ("Diversity Committee" in what follows) was constituted in the Fall of 1998. We are following up on the 1998-1999 preliminary report of the Diversity Committee by authoring this report card and assessing diversity efforts in three major areas: recruitment and retention, campus climate, and leadership. Since this is the first time such a report has been created, the information contained here is intended as a baseline to be used as a point of comparison for future years.

In addition to information provided by Executive Associate Dean Curto, the committee drew upon information provided by Susan Mask, Director of the Office of Affirmative Action (OAA), the Office of the Registrar, DEO's within the CLA who responded to the Departmental Diversity Activities Survey, and to faculty and staff who responded to the Campus Climate Survey. We are also indebted to Jennifer Modesto (OAA); Robert Brennan, Director of the Iowa Testing Programs; and our staff lifeline, Nancy Dwight. We are grateful for their assistance.

Last year, the Diversity Committee highlighted the status of one particularly underrepresented group, African-Americans. This year, our report highlights all US minority groups within the College. A recommendation from the 1998-99 committee to which we have adhered is a change in the manner in which minorities are classified and counted within the College. University wide classification schemes for minority classification include both US born minorities (e.g. Native American/Alaska Native, Black/African American, Hispanic/Latino, and Asian/Pacific Islanders) and Non-US born individuals from African, Asian, Caribbean, and Latin American countries. Although the diversity of our campus is enhanced by the presence, knowledge, and experience of both US minority members and foreign nationals, the inclusion of both groups under a single minority label is misleading because it paints a distorted picture. The Committee is pleased to note that the Dean's State of the College address also used this categorization scheme. Throughout this report, references to minority groups will refer only to US born Asian-Americans, African-American, Latino, or Native Americans. Non-US will be used to refer to Non-US born individuals from African, Caribbean, and Latin American countries.

Recruitment and Retention: Success in recruiting, promoting, and retaining members of US minority groups effectively can have a long-term positive effect on the overall quality of education at the University of Iowa as well as promoting community growth. Information regarding the recruitment and retention of US minorities within the CLA was culled from data provided by the the Office of Affirmative Action, the Office of the Registrar, and the Dean's Office of the CLA.

Campus Climate: Faculty/staff perceptions of campus climate have been identified as one factor that contributes to retention. The committee determined that this seldom gathered information on perceptions of campus climate is vital to any discussions about retention of minority faculty and staff. To find out how minority faculty and staff perceived campus climate, we designed a survey and worked with the Office of Affirmative Action to distribute the survey to relevant faculty and staff members in ways that preserved their anonymity. Information within this survey on climate are based solely on faculty and staff responses to the survey.

Leadership and Resources: A major key for success for any university initiative rests with the leadership of the individual colleges and departments. Two avenues that are useful in appraising the quality of leadership are an examination of activities that are promoted and resource allocation. Very little information is circulated in the College regarding actual diversity activities and resource allocations for these efforts. Such information, if known, could lead to an exchange of ideas and practices across departments that collectively could enhance the racial/ethnic diversity of the CLA. There are departments within the College that have been particularly successful in utilizing a number of resources to increase the numbers of faculty and students of color. In an attempt to better understand what is being done as well as to learn what works, a Departmental Diversity Activity Survey was developed and sent to all 59 department or certification program heads. A companion Collegiate Survey was also developed and completed by Executive Associate Dean Curto. Leadership information used in this report was derived from these survey responses.


CLA Report Card on Diversity

  1. Recruitment and Retention

    Faculty and Professional/Scientific Staff: To more clearly convey who the minority faculty and staff members of the College are, Table 1 (requires acrobat reader) employs a categorization scheme that disaggregates such individuals based upon rank. The CLA is comprised of 1202 members holding either faculty or staff positions. Professional and Scientific positions are held by 325 members of which 282 (86.6%) are white, 14 (4.3%) are US minorities, and 29 (8.9%) are Non-US professional staff. There are 655 tenure track faculty members: 498 of these members are tenured and 157 are untenured. Of the members who are tenured 439 (88.2%) are white, 15 (3.0%) are US minorities, and 44 (8.8%) are Non-US faculty. For members who are untenured: 133 (84.7%) are white, 10 (6.4%) are US minorities, and 13 (8.3%) are Non-US faculty. Non-tenure track positions are held by 63 members of the College: 42 (66.7%) are white, 1 (1.6%) is a US minority, and 20 (31.7%) are Non-US faculty. One (.6 of 1%) of the merit staff employees is Non-US, 157 are white and the race is unknown for the remaining employee.

    Using the classification scheme adopted by the committee, racial/ethnic diversity specifically, the presence of US minorities among faculty and staff, has been overstated by the CLA. Overall, US minorities represent 3.3% (40) of the College body and 3.8% (25) of the tenure track faculty. Two percent (13) members of the faculty are African American, 1.2% (8) are Hispanic/Latino, .5 of 1% (3) are Native American, and .2 of 1% (1) is Asian. Judged from any standard, the presence of US minority members within the College is too small to truly reap the rewards of a racially/ethnically diverse community.

    Minority faculty underutilization is federally defined as having fewer minorities in a particular job than would reasonably be expected by their availability. According to the UI 1998-99 Affirmative Action Plan and Report of Activity, several departments within the CLA exhibit significant underutilization of minority tenure-track faculty (defined as being underrepresented by at least two minorities for three or more consecutive years). These departments are: Economics, Music, Political Science, Psychology, and Sport Health Leisure and Physical Studies.

    The single highest percentage of US minority faculty consists of African-American faculty members in not yet tenured positions (3.8%). Non-US born faculty collectively represent the largest group other than whites within the college, holding 8.7% of the tenured-track positions and 31.7% of the non-tenured track positions.

    In the DEO survey, only 21% of reporting departments indicated that they had a mentoring program for faculty. Twenty-six percent had a departmental diversity-recruitment committee. Twenty-one percent reported specific minority hiring efforts. The department of Classics reported a pro-active approach to learning about and pursuing potential minority faculty candidates. Twenty-six percent had no particular structure in place for faculty diversity efforts.

    The Committee is pleased to note the recruitment efforts made in the last two years. Out of 80 new faculty hires in 1998 and 1999, 6 (7.5%) are US minorities.

    Merit Staff: The least integrated workforce in the College is merit staff, which employs no US minorities and only 1 Non-US member out of 159 (.6 of 1%). In the DEO survey, very few reporting departments indicated that they had a mentoring program or diversity committee for staff. Forty-seven percent had no particular structure in place for staff diversity efforts.

    It is important to note that concerns over underreporting CLA success in diversity efforts because people may choose to not identify as a single racial/ethnic category are highly overstated in light of the fact that in the entire CLA staff and faculty, only
    2 persons out of 1202 are of race unknown (.2 of 1%).

    Students: Table 2 provides racial/ethnic categorization of students within the CLA. This data was abstracted from the Office of Registrar's publication, "A Profile of Students Enrolled at The University of Iowa-First Semester 1999-2000." It should be noted that the way in which students are classified in this table is not the same as the scheme recommended by this committee. The minority categories could include international students. Any international student in this country on a student's (temporary) visa is not counted in any ethnic group.

    Table 2: A Profile of Students in the College of Liberal Arts
    Data taken from A Profile of Students Enrolled at The University of Iowa -First Semester 1999 - 2000.

      Enrollment by
    Major Department
    Comparative
    Enrollment
    Racial/Ethnic
    Membership
    Undergraduate Graduate Undergraduate
    Minority      
    Native American 68
    (.4 of 1%)
    19
    (.8 of 1%)
    74
    (.4 of 1%)
    African American 410
    (2.6%)
    76
    (3.1%)
    416
    (2.5%)
    Hispanic/ Latino 352
    (2.2%)
    70
    (2.9%)
    367
    (2.2%)
    Asian/Pacific Islander 528
    (3.3%)
    59
    (2.4%)
    539
    (3.3%)
    Total Minority 1358
    (8.5%)
    224
    (9.2%)
    1396
    (8.5%)
    International 306
    (1.9%)
    498
    (20.5%)
    309
    (1.9%)
    White 14,258
    (89.5%)
    1709
    (70.3%)
    14,810
    (89.7%)
           
    Total Students 15,922 2,431 16,515


    Based upon enrollment counts by major department, the total number of undergraduate students is 15,922. The percentage of minority students is 8.5% (1358). The percentage of International undergraduate students is 1.9% (306). The remaining 89.5% (14,258) students are white. The undergraduate percentages based upon the comparative enrollment counts are consistent with these figures. The graduate student body within the College totals 2,431. Two hundred and twenty-nine minority members, 9.2%, are included in this body. The number of International graduate students, 498 (20.5%), is much larger than the International undergraduate subpopulation. White graduate students number 1704 and represent 70.3% of the total pool.

    The largest group of minority undergraduates is represented by Asian/Pacific Islanders, 3.3%, while African-American graduate students, 3.1%, constitute a small majority. The percentages of minority students represent a positive effort by the CLA and departments within to recruit underrepresented groups. Regretfully, two additional pieces of information that would better inform judgments in these areas were not examined; they are retention and graduation rates for the entire student body of the CLA.

    1999-2000 Grades:
    Faculty and Professional/Scientific Staff Recruitment/Retention: C-
    Staff Recruitment/Retention: F
    Student Recruitment/Retention: C-
    Overall Recruitment/Retention: D+

    Recommendations:

    1.1 That the College set up a system of rewards by which departments that are successful in recruitment and retention of staff, faculty and students who are members of US minority groups receive extra funding (such as more resources for recruitment and for curriculum integration; more funding for minority students, both undergraduate and graduate (including tuition fellowships and summer funding), faculty lines, resources for retention of minority faculty and staff; staff and faculty training). That the College and University include diversity efforts as a significant component in promotion and tenure decisions. That the College immediately address problems of serious departmental minority faculty underutilization.

    1.2 That the College implement soon the aspect of the Strategic Plan that calls for developing baseline data on retention of faculty hired for Fall 1991 and Fall 1992 and data on reasons for leaving. These results should be used to feed back into faculty mentoring and retention efforts. That the College develop similar data for staff and students who are members of minority groups.

    1.3 That the College make it one of its highest priorities to retain tenured minority faculty as well as increase the numbers of minority tenure-track faculty and ensure these faculty members receive the support they need in order to get tenure. That the College prepare a detailed plan of action on hiring and retaining minority faculty and make it public by December 2000.

    1.4 That the College prepare a detailed plan of action to hire a significant number of merit staff who are members of minority groups and make this plan public by December 2000.

    1.5 That the College, working in conjunction with the Office of the Registrar, undertake a study that examines retention and graduation rates for students. Undergraduate rates should be examined for several cohorts of entering students for six years following admission. The length of time to track graduate progress will vary by department and a feasible timeline should be determined from discussion with DEO's.

    1.6 That the College regularly track retention rates and conduct exit interviews with faculty and staff who resign.

  2. Campus Climate

    The committee developed a Campus Climate Survey. The survey was sent to minority members of the CLA as well as Non-US. The survey was designed to yield a measure of perceptions of campus climate at the university, collegiate and departmental level. In addition to a Total Campus Climate score, eight subscores were generated: University Scholarly Support; Departmental Scholarship Support; Promotion/Tenure Prospects; Interpersonal Relationships; Teaching Experiences; Service Requirements; Collegiate Diversity Commitments; and Department Diversity Commitments.

    Surveys were sent to 148 individuals in two rounds of mailing. A total of 59 surveys were returned, resulting in a return rate of 39.9%. Given the small number of individuals in each racial/ethnic category, results were not disaggregated for individual categories but rather at the level of US or Non-US. Twenty-two US minorities completed and returned the survey and 37 Non-US faculty returned surveys. Given the number of members from the two groups, (total 40 US minorities in the college, 107 Non-US), the returns for the US minorities represent approximately 55% of the population and the Non-US returns represent responses from approximately 34% of this target group.

    A 5-point Likert response scale was used where a score of 1 represented Highly Satisfied, 2 Satisfied, 3 Evenly Mixed, 4, Dissatisfied, and 5 Highly Dissatisfied. The overall scores for campus climate for US and Non-US were 2.89 and 2.70, respectively. The scores for each scale are reported in Table 3.

    Table 3: Perceptions of Campus Climate

      US Minorities Non-US
      Average N Average N
    Scale        
    Scholarly Support        
    University 2.51 (22) 2.60 (37)
    Department 2.64 (22) 2.66 (37)
    Promotion/Tenure 2.76 (22) 2.60 (34)
    Interpersonal 2.89 (22) 2.77 (37)
    Teaching 2.03 (16) 2.15 (31)
    Service 2.71 (17) 2.85 (31)
    Diversity Commitment        
    Collegiate 3.61 (22) 3.14 (34)
    Departmental 3.66 (22) 2.82 (34)
             
    TOTAL 2.89 (22) 2.70 (37)


    The subscore averages provide more insight into climate perceptions held by these individuals. Excluding the two diversity scales, the differences between the two groups were marginal. On these six scales the average ratings fell between the neutral and satisfied categories. Non-US members were more satisfied in terms of Scholarly Support, Promotion/tenure Process, and Interpersonal Relationships. US minorities were most satisfied with Teaching and Service.

    The two groups were more divergent in terms of their rankings on the Diversity Commitment scales at the Collegiate and Departmental levels. With one exception, these were the scales where the average rankings indicated the least degree of satisfaction. US minorities showed a slightly higher level of dissatisfaction with Departmental Diversity Commitment relative to Collegiate Commitment, while the reverse was true for Non-US members.

    Clearly ratings that can be labeled as neutral at best are not likely to further retention efforts. Regardless of the stated Diversity Commitment, based upon the perceptions of Non white members of the college, such commitments are not satisfactory.

    1999-2000 Climate Grade: C+

    Recommendations:

    2.1 That the CLA continue its efforts to create a campus climate in which all members of the community feel welcome and valued, and a community that encourages productivity in and out of the classroom.
    2.2 That a similar study be conducted for all faculty and staff members of the CLA.

  3. Leadership and Resources

    Collegiate Diversity Activities

    Executive Associate Dean Curto completed the Collegiate Survey outlining diversity activities that the College undertakes. Based upon his responses the College expresses concern over issues of racial/ethnic diversity for all members of the College: students, faculty, and staff. However, collegiate resources with one exception (Staff Minority Post Doc Program) are devoted to faculty recruitment and retention efforts. The CLA's Strategic Plan captures the emphasis on faculty diversity. As paraphrased by Dean Curto, "The college in partnership with the Faculty Development Opportunity Program (FDOP), plans to 'substantially increase' the number of underrepresented minorities on the faculty. One method will be to broaden applicant pools by advertising faculty openings very widely, especially in minority publications. The College also plans to maintain the mentoring program that's in place, and to recognize departments who have particular success." Per Dean Curto, the collegiate staff does share a common commitment to diversity that he characterized as an awareness of diversity issues by collegiate staff search committees and continued cooperation with the OAA to establish diverse applicant pools.

    Specific diversity activities that the Collegiate staff leads are directed toward DEOs and individual faculty members. The college discusses diversity issues at new DEO orientation, and DEO workshops encourage DEOs to locate "targets of opportunity" within their field. For individual faculty members the New Faculty Orientation includes a workshop on human differences. The CLA provides individual mentoring from Dean Curto, informal lunches and a reception for minority faculty.

    The College uses national resources and publications for recruitment and for locating minority candidates (e.g., Hispanic Outlook, Black Issues in Education and CIC Directory of Minority Ph.D's). University and collegiate resources that have been used in the past year for diversity activities are: Office of Affirmative Action, Faculty Development Opportunity Program, individual appointments with the Dean and/or Executive Associate Dean, and funding for minority faculty lunches. Collegiate support that is available to departments to help them achieve racial/ethnic diversity goals include lists of minority Ph.D's, DEO workshops on faculty recruitment, and placement sources for recruitment ads. The college does offer an incentive to the departments in the form of extra fully funded faculty lines. What have proven to be the most successful diversity strategies at the collegiate level are its partnership with FDOP and follow-up activities with diversity candidates identified by a department.

    Departmental Diversity Activities
    A total of 19 departmental surveys were returned, resulting in a return rate of 32%. Per the responding DEO's, the resources that are used most often are University resources, in particular the Graduate Opportunity Fellowships (used by 42% of the reporting departments) and Opportunity at Iowa faculty lines (21%). Theater Arts receives Opportunity at Iowa Arts Scholarships, and Math has received Opportunity at Iowa support (co-sponsored by GTE) for summer workshops for minority high school students. A few departments also make use of resources offered by the Affirmative Action Office (diversity workshops, minority student focus group). The only reported CLA support came in the form of faculty recruiting trips (co-sponsored by the Graduate College) and TA support for grants. Thirty-seven percent of the reporting departments did not use Collegiate/University resources for students; 53% did not use Collegiate/University resources for faculty; and 58% did not use Collegiate/University resources for staff.

    Departmental resources: The entire budget of American Indian/Native Studies is geared towards diversity activities. Theater Arts has a separate budget allocated for the Black Action Theater. The departments of Math, Journalism/Mass Communication, and Aging Studies have a staff person working on behalf of minority efforts. Other than these examples, very few of the reporting departments used departmental resources for diversity activities. Three departments provided funding for minority graduate student scholarships/research trips, and one for minority undergraduate student scholarships; two departments provided faculty with travel expenses for minority student recruiting trips; and one department provided resources for links to HBCUs/minority colleges.

    Fifty eight percent of the reporting departments did not use departmental resources for students; 63% did not use departmental resources for faculty; and 68% did not use departmental resources for staff.

    National diversity resources: Three of the nineteen reporting departments indicated that they used national diversity resources for graduate student support. Both Chemistry and Math make use of the GAANN (Graduate Assistance in Areas of National Need) fellowships, which are co-sponsored by the University (28%). Both Chemistry and Speech Pathology/Audiology make use of grants providing bridges with HBCUs/minority colleges. Two other departments (Statistics/Actuarial Science and American Indian/Native Studies) make use of minority faculty research grants (NIH, EPA, National Park Service). Fifty-six percent of the reporting departments do not use national diversity resources.

    It appears overall that very few resources are available from the College or individual departments (with the exception of American Indian/Native Studies) for diversity activities. The Graduate College and Opportunity at Iowa are to be commended for their support of minority graduate students. The work of several departments within the College has been outstanding, and these departments should be used as a viable resource for other groups within the CLA. The departments and programs within the College that have been most successful in furthering racial/ethnic diversity efforts are: American Indian/Native Studies; Chemistry; Journalism/Mass Communication; Mathematics; Speech Pathology/Audiology; and Theater.

    1999-2000 Grade:
    College Leadership and Resource: D
    Department Leadership and Resource: D
    Overall Leaderhip Grade: D

    Recommendations:

    3.1 That the College create funding opportunities for Collegiate diversity efforts. In particular, that the College provide additional staff to support the efforts of Executive Associate Dean Curto.

    3.2 That the CLA create a standing Collegiate Committee on Diversity (with a budget and access to CLA staff support) to continue the work of the present Subcommittee on Diversity Initiatives of the Faculty Assembly. In particular, this Committee would gather large-scale data and begin to initiate programs to further advance racial/ethnic diversity efforts in the College.

    3.3 That a Diversity Report Card be issued on a yearly basis by the above mentioned committee and that the CLA refer to such reports and their recommendation in drafting its Strategic Plans

    OVERALL 1999-2000 GRADES:
    Recruitment and Retention: D+
    Campus Climate: C+
    Leadership and Resources: D